Know your customer

An ethical foundation of securities brokers that an adviser who recommends the purchase or sale of any security to a customer, must believe that the recommendation is suitable for the customer, given the customer's financial situation.

Know Your Client

A form containing detailed information on the risk tolerance and investment goals of the client of a brokerage. The KYC form helps ensure that an investment adviser or broker does not make decisions that do not conform to the client's intentions. Filling out a KYC form does not mean that the investment adviser always makes correct decisions; it merely requires him/her to make decisions that will be generally accepted as sound for someone who seeks to do what is in the client's best interests. See also: Prudent-Person rule.

单词	know your customer
释义	Know your customer Know your customer An ethical foundation of securities brokers that an adviser who recommends the purchase or sale of any security to a customer, must believe that the recommendation is suitable for the customer, given the customer's financial situation. Know Your Client A form containing detailed information on the risk tolerance and investment goals of the client of a brokerage. The KYC form helps ensure that an investment adviser or broker does not make decisions that do not conform to the client's intentions. Filling out a KYC form does not mean that the investment adviser always makes correct decisions; it merely requires him/her to make decisions that will be generally accepted as sound for someone who seeks to do what is in the client's best interests. See also: Prudent-Person rule. See KYC See KYC
随便看	joint contract administration coordinating council joint contract administration manual joint contracting center joint contracting command - iraq joint contracting command - iraq/afghanistan joint contracting command iraq/afghanistan joint contracting support board joint contracting support plan joint contract interpretation manual joint contracture joint contractures joint control committee joint controls project joint conventional ammunition production coordinating group joint convoy active safety system joint coordinated real-time engagement joint coordinating committee joint coordinating committee for civilian nuclear reactor safety joint coordinating committee for radioactive and mixed waste management joint coordinating unit joint coordination and monitoring board joint coordination board joint coordination center joint coordination & integration group joint corps and division simulations